sIPC PROTECTION
Muriel Siebert & Co., LLC is a Member of SPIC, which protects securities customers of its members upto $500,000, including $250,000 for claims for cash
Coverage does not protect aganst loss of market value of securities.
An explanatory brochure is availabe upon request at www.sipc.org or 202-371-8300. Muriel Siebert & co., LLC has purchased insurance valued up to a maxmum of $20,000,000 per any one client in additional account protection; up to $50,000,000 in aggregate for all Firm clients.
Subject to policy terms andconditions. Coverage does not protet against loss of maket value of securites.
Details on account protection are also available upon request.
National Financial Services LLC
Excess SIPC Statement
*Only applies to account holders for National Financial Services LLC (NFS). Please refer to your Siebert statement or Contact Client Services to find out if this applies to you.
In addition to SIPC protection, NFS provides for brokerage accounts additional "excess of SIPC" coverage through Lloyd's of London, together with other insurers.* The excess of SIPC coverage will be used only when SIPC coverage is exhausted. Like SIPC protection, excess of SIPC protection does not cover investment losses in customer accounts due to market fluctuation. It also does not cover other claims for losses incurred while broker-dealers remain in business. Total aggregate excess of SIPC coverage available through NFS' excess of SIPC policy is $1 billion. Within NFS's excess of SIPC coverage, there is no per-account limit of $1.9 million on coverage of cash. This is the maximum excess of SIPC protection currently available in the brokerage industry. Lloyd's of London currently has an A (Excellent) rating from the ratings firm. A.M. Best, an A+ (strong) rating from Standard & Poor's and AA- (Very Strong) from Fitch Ratings. +
* Fidelity's excess of SIPC insurance is provided by Lloyd's of London, together with AXIS Specialty Europe Ltd., Market International Insurance Company, XL Specialty Insurance Company and Munich Re Insurance Co.
* As of September 2014 and subject to change. For ratings explanations, please go to http://www.lloyds.com/Lloyds Market/Ratings/
FINRA & NYSE Member
FINRA Member
Siebert is a proud member of the Financial Industry Regulatory Authority (FINRA), the largest independent regulator of securities firms in the U.S.
NYSE Member
Siebert is a member of the New York Stock Exchange since 1967.
FDIC Insured CDs
You may choose to invest in FDIC insured certificates of deposit as part of your Siebert portfolio. We offer FDIC insured CDs from a variety of local, regional, and national banks. Visit www.FDIC.gov for more information.
Privacy & Security
Web-Based Platform
Siebert accounts and investment portfolios are completely web-based and accessible from any web browser or mobile device. This ensures that you will always access the latest version of the Siebert platform software and can view your account plan from anywhere with ease and flexibility. The platform has is 100% SaaS (Software as a Service) certified.
Security
Siebert protects your account information through our 128-bit SSL encrypted security. We utilize a world-class data center and Savvis colocation protection and are SSAE16 Type II Certified, which provides full back-up and server redundancy. We have a fully compliant Business Continuity Plan and Disaster Recovery procedures designed to protect your account and minimize disruptions in the event of significant natural or other disasters which impact the markets or our facilities.
Privacy Policy
Siebert has adopted a privacy policy in accordance with SEC Regulation S-P. The firm does not share personally identifiable non-public financial information with unaffiliated third parties except to the extent necessary to provide customer service and meet regulation (such as verification of identification).
Click here for disclosures.
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