Participant Experience - Stock Plan

Participant Services

Executive Services

Employee Education

Financial Wellness

Superior Support

Our stock plan support team is available via phone and e-mail during regular business hours. Registered Representatives, CFSs, CFPs, and Equity Specialists are available to assist with all your employees needs.

Custom Handling for Custom Needs

Siebert handles each plan differently based on the needs of the employees, administrators, and company.

Today's executives have highly specialized needs.

Siebert provides tailored assistance to address the unique needs and requirements of your Section 16 officers, executives and insiders. We work with your legal counsel and stock administration team to ensure all parties stay well-informed throughout the entire process.

SPECIAL HANDLING FOR LARGE ORDERS

Siebert handles each plan differently based on the needs of the employees, administrators, and company.

10B5-1 PLANS

Siebert works with your executives to design and implement a Rule 10b5-1 trading plan, enabling systematic selling and purchasing of company stock at prearranged intervals.

Knowledge is power.

Educating employees on the potential value of their awards is one way we can help you gain more from your company's equity plan.

We offer:

Live, on-site educational webinars and seminars
A suite of online resources
Share plan support team for plan support
Wealth Managers are available to employees and assist them in planning for their financial futures

Less worry, more satisfaction.

Together, we can help ease your employees' financial stress. Employees' that feel great about their overall financial life can help create more confidence, security, and life satisfaction. Our financial advisors can help educate participants on the value of their awards and work with them to to consolidate, rollover, and incorporate their holdings into a comprehensive plan.

Ways participants can reinvest:

Siebert Investment Products
Personal Financial Advice
SiebertNXT Self-Directed Portfolios
SiebertNXT Managed Portfolios
Wealth Management Services

Learn More about Participant Financial Wellness

Questions? Get in touch.

FAQ ON
Share plan
account basics

Account Login

To login into your account, please follow the following steps:

OnlineID: Enter the Online ID given to you during the online application process.Once you've logged in for the first time you can change your Online ID to amore custom one moving forward.

Password: Enter the temporary password you received in email after you completed your online application process. Once you've logged in for the first time you can change your password to a more custom one.

Forgot Your Password?

Once you receive your user ID and temporary password, please log into your Siebert account to create your new password. Please note your temporary password will expire within 24 hours of receipt.

Account activation

Go through the Account Usage Terms and SEC Requirements. Please review, fill out the required information, and click on "I agree" to proceed.

Trading stock

Log into your Siebert account and navigate to the menu Employee Stock Plan. From there you can view your grants and electronically request to exercise your vested shares.

Enrolling in your ESPP

There are several ways you can enroll in your ESPP Plan. Your employer will provide the instructions. If you are instructed to enroll here directly, follow these instructions.

Log into your Siebert account and navigate to the menu Employee Stock Plan tab in the new window that opens. From that page click on "enroll" if you are eligible to enroll in your ESPP, and then select the percentage for deduction.Click "submit" to complete your selection.

Share Plan Resources

StockPlan Basics. Helpful instruction to guide you through common steps involving your plan.
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‍Accept your grant

1. Please log into your Siebert account and navigate to the menu Employee Stock Plan.
2. From that page you can view your grants and electronically request to exercise your vested shares.

Enroll your ESPP

(If offered by your employer)

1. Please log into your Siebert account and navigate to the menu Employee Stock Plan.
2. From that page click on “enroll” if you are eligible to enroll in your ESPP. Follow the prompt to begin enrollment.
3. Then select the percentage of payroll deduction from the applicable offering period. All details of ESPP enrolment are displayed on the ESPP page.

‍Account funding & transfers

Siebert offers multiple ways to fund your account. Please view the helpful instructions in detail below.

Selling Your Funds

‍Request a payment

You can request the proceeds to be sent to you by check, ACH, or wire. Our goal is to make it quick and easy for you to receive your funds.
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‍Build a portfolio

Invest with confidence. We combine the expertise of a dedicated Wealth Manager alongside SiebertNXT technology so you benefit from the best of both worlds.

‍Work with a wealth manager

Allow us to create a “big picture”financial strategy based on your needs. We’ll then take on the work of investing and handling all Wealth Management needs.

‍Invest in a product

We offer a wide range of investments products to help you construct a diversified portfolio

Learn moreA variety of options are available to you after selling your shares. Take a positive step in diversifying your holdings to potentially grow and protect your wealth.

Account Funding & Transfers

Wire transfers typically arrive in your Siebert account the next business day. In order to fund your account by wire transfer, you must have an established account.

Checks

Submit via Check
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Personal checks must be drawn on U.S. financial institutions in U.S. dollars. We do not accept third-party checks. All checks must be made payable to Muriel Siebert & Co., Inc. Please note: all checks, except those sent to establish an account, should include your account number on the face of the check.

WAYS TO SUBMIT YOUR CHECK
*Make all checks payable out to: Muriel Siebert& Co., Inc.
*Please submit with a current copy of your driver’s license or passport.

MOBILE DEPOSIT
Deposit checks for processing straight from your iPhone®, iPad®or AndroidTM device via the Siebert Mobile app. It's easy, fast and convenient.

MAIL CHECK
Muriel Siebert & Co., Inc.
15 Exchange Place, Suite 800
Jersey City, NJ 07302

Wire Transfer

Wire transfers typically arrive in your Siebert account the next business day. In order to fund your account by wire transfer, you must have an established account.

*IMPORTANT: Information below applies toEmployee Stock Plan clients only. If you have any questions, please contact us.

WIRE TRANSFERS - "Muriel Siebert & Co., Inc Clearing"
Bank: BMO Harris Bank
ABA#: 071000288
Account Name: Muriel Siebert & Co.,Inc.
Siebert Account Name: Your Siebert AccountName
Siebert Account #: 4184933
Deposit Amount: Total $ Amount Deposit

Scan or email the completed and signed form to service@siebert.com or fax form to 310.858.7491. If you choose to physically mail your form via mail, please send to 18045 Oak Street, Omaha NE68130.

Funding by ETF

Set up Electronic Funds Transfer (ETF)
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You may set up your account to receive electronic funds transfer directly from your bank account. It takes about 10 business days for this link to be activated.

To establish an EFT link, please send or fax us assigned letter requesting this feature and a voided check from your bank. You will receive confirmation in the mail once the service has been set up.
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Please note that EFTs cannot be used to pay for your initial transaction. You may fax the letter and a copy of the voided check to 212-486-2784, or mail it to Muriel Siebert & Co., Inc. at 15Exchange Place, Suite 800, Jersey City, NJ 07302.

Account Transfers

Account Transfers
‍
*IMPORTANT: Information below applies to EmployeeStock Plan clients only. If you have any questions, please contact us.
WIRE TRANSFERS - "Muriel Siebert & Co.,Inc Clearing"
Bank: BMO Harris BankABA#: 071000288Account Name: Muriel Siebert & Co., Inc.Siebert Account Name: Your Siebert AccountName
Siebert Account #: 4184933Deposit Amount: Total $ Amount Deposit
‍
Scan or email the completed and signed form to service@siebert.com or fax form to 310.858.7491. If you choose to physically mail your form via mail, please send to 18045 Oak Street, Omaha NE 68130.

Exercising Options

1. Log into your Siebert account and navigate to the Employee Stock Plan tab
*Make sure that your browser’s pop up blocker is turned off.

2. In the browser window that pops up, you can view your grants by clicking the Portfolio tab. You may also exercise your vested stock options from this page by clicking the Exercise Options button next to the specific grant.

Selling Long Held Shares

Selling Long Held Shares (Vested Restricted shares & ESPP shares)

1. Please login to your Siebert account.
2. To view your positions and sell your long held shares online, click on My Accounts >Positions > select the appropriate symbol listed. In the small pop-up box, click on "Trade". This will generate a pre-populated order entry.Review or edit the order, click "Preview Order" then you may "Place Order".

*Please consult with your tax advisor regarding the tax implications of receiving, exercising, and/or selling stock options, restricted stock, and/or ESPP shares.

Note: *Large order Services Large orders(5,000+ shares) give us a call, we have traders that can help. We make marketsin over 3,000 Stocks, both Domestic and International.

Requesting a Payment

Check
You may request a check to your address on record by simply sending us an email, requesting by phone, or requesting via LiveChat.
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ACH
An ACH is complimentary, and takes 3-4 business days to move from your Siebert account to your bank account. If you would like to set this up, please login into your Siebert account, hover over ‘MyAccount/s’ and click the Account Funding tab. Link your Bank account by following instructions. After your account has been linked, you can deposit and withdraw funds. You may request withdraw fund movements via email, phone, or LiveChat.

Wire
Wire is the fastest way to receive funds. If you choose to complete a wire of funds to your bank account, the Outbound WireRequest form will be required. For your convenience, please return the completed document by email. Wires typically take 24-48 hours from processing to reach your bank account. Please be advised, US Dollar wires carry a $25 wire fee, and foreign currency wires carry a $45 wire fee.
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*Please submit with a current copy of your driver’s license or passport. 1. Complete the wire request form: Download 2.Scan or email the completed and signed form to stockplans@siebertnet.com or fax form to 402.342.2486. If you choose to physically mail your form via mail, please send to 18045 Oak Street,Omaha NE 68130.

Other FAQs

How long does it take to receive my funds?
You may set up your account to receive electronic funds transfer directly from your bank account. It takes about 10 business days for this link to be activated. One it is activated, you may e-mail, phone or transfer funds online in either direction.

What information do I need in order to request an electronic funding transaction?
To use electronic funding, you will need a valid checking or savings account number and the routing number for your bank. Additionally, within the Online Application, you will also need your U.S. driver's license number or state ID number. All electronic funding transactions must be made payable in U.S. dollars through a U.S. bank. We cannot accept an electronic funding transaction from accounts drawn on brokerage accounts or money market accounts.

Are my electronic funding transactions secure?
To ensure the integrity of the information you send via the Internet, electronic funding utilizes a multilevel server system with the latest in encryption software. Please see our Privacy Statement for more information.

service@siebert.com

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(800) 872-0444

Employee Stock Plans
800-993-2015

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Siebert Financial Corporation (“Siebert”) has a full range of brokerage and financial advisory services offered through its operating subsidiaries, affiliates and brands associated with Siebert Financial described below. 

Muriel Siebert & Co., LLC Member: | | – Provides brokerage and custodial related services and is the registered Broker Dealer and wholly owned subsidiary of Siebert Financial Corporation.

‍. (“SiebertNXT”) – A Registered Investment Advisor that provides investment advisory services and discretionary investment management for a fee. SiebertNXT is the brand name for . Prior to investing in a managed SiebertNXT portfolio, we will obtain important information from you about your financial profile and risk tolerances and we will provide you with a detailed investment proposal, investment Advisory Agreement and Wrap Fee Programs Brochure. These documents contain important information that should be carefully read before enrolling in a managed account program. Siebert AdvisorNXT, LLC. is a wholly owned subsidiary of Siebert Financial Corporation. Please read for more information.

Park Wilshire Companies, Inc. ("") - Offer insurance products and annuity investments through Park Wilshire Companies, Inc., a wholly owned subsidiary of Siebert Financial Corporation. Please read and .

RISE Financial Services LLC ("") - is a registered Broker Dealer and subsidiary of Siebert Financial Corporation. RISE Prime is a division of RISE Financial Services, LLC.

‍ – Partners with public companies to offer share plan administration solutions and services on behalf of their employees. Please read .

Siebert Online and SiebertNXT response and account access times may vary due to a variety of factors, including trading volumes, market conditions, system performance.

You should always carefully consider the investment objectives, risks, charges and expenses of any investment before investing. Investing in securities products involves risk, including possible loss of principal.

Siebert Financial Corporation (“Siebert”) its affiliates & subsidiaries do not provide tax advice, and you should always consult your own tax advisor before taking any action that may have tax consequences.

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